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On Optimism by Adriano Sofri
Because I have reread Candide more than once I
have become convinced that this is how things stand: those who cannot
see beyond their nosesthe Senegalese on the street corner, the
contemporaries who have died, the two burglaries in their own
apartment, the leukemia of the neighbors' daughter in the house by a
transmission towerare all like Candide, while Pangloss represents
statistics. In Voltaire's day statistics were less efficient and less
invasive, but there was Providence or Progress, there was Faith or
Reason; and Providence and Progress, according to which this is the
best of all possible worlds, stood opposed to the personal or family
life of individuals overcome by suffering, tragedy, fear, and violence.
If Pangloss were living today, he would be a professor of statistics.
This confirms the irresistible tendency of statistics to optimism.
Because figures, even sad ones, are consoling. If they promise
happiness and progress, they regard me. If they point to misfortune,
pain, and death, they do not regard me. They are averages, precisely,
hence abstractions, hence they always leave room for an exception for
someonethat is, for me. Even statistics about Africa, which today
provide a sort of baseline, an antiworld for our reassurance, are at
last "progressive" in that the numbers for demographic increase are
higher than those for exterminations by human hand or natural means.
But if this is so, we need to reread Candide. That is, we need to
return to individuals, to persons who are not informed and reeducated
by a political pedagogy that puts them in step with statistics and its
rational deductions. The limit of individual life is not a defect, it
is life itself. A measureless disproportion arises as the distance
between the realm of direct experience and the greater world is reduced
and fritters away. (The myth implied in the word globalization is one
sign of this short circuit.) But statisticsprobabilityought to continue
to service the life of individuals, not vice versa. If that does not
happen, and the separation between the two continues to grow, the life
of individuals will be condemned to some sort of superstition,
fanaticism, or shame. Everyone becomes richer: I am ashamed of being
poorer. Everyone gets thinner: I am ashamed of being fat. Or, to offer
another possibility, the Vatican and the scientists (the majority of
them, or the most famous ones) declare that electromagnetic waves are
innocuous: my daughter has leukemia, so I will go to Lourdes or to pray
to Padre Pio. (It should be unnecessary to remark that even the
scientists, the politicians, or the bishops have a personal life in
large part independent of their professional obligations. They smoke,
and they are just as afraid of dying as their grocer, if not more.) We
need to negotiate a mutually honorable compromise between factual
information and those who command it, on the one hand, and the lives of
individuals, on the other.
Some kinds of science dismiss highly
improbable phenomena as irrelevant. Average quantities apply to
phenomena that are in equilibrium or stationary: in nonlinear phenomena
the researcher's perception becomes, once again, highly important. In
real life, however, the relevance of a phenomenon increases with its
improbability. Even the politicians, according to whom individuals must
be raised to the level of the statistical average, would not dream of
challenging the existence of lotteriesfar from it! But if I buy a
lottery ticket, I have one chance inwho knows? a hundred thousand? a
million?of winning. The improbability of winning the lottery is
enormous. But it happens. Someone wins it. This is enough to make
people buy a ticket. This is a decision more absurd and irrational than
becoming alarmed about one's safety despite the data on a decline in
crimes. If I am not mistaken, Pascal, who was not just a great
mathematician or a great saint, was interested in the question. In
gambling, the lower the frequency, the higher the investment. (If this
were not so, who would ever bet on an overwhelming improbability like
the existence of God, and of a good God to boot?) Gambling has two
faces, gain and danger. Alarm about personal safety is an inverted
lottery. You can explain to me, numbers in hand, that the probability
that I will be attacked on the street by a Romanian is so low as to be
statistically insignificant, but the stakes are so high that I venture
into the street as if setting off for the front. I would go so far as
to say that there is in this disposition, officially considered a
superstition or a weakness, something like an anthropocentric
compensation. Certain moral doctrines invoke the infinite as a
corrective measure against an excessive human security. The infinitely
great and the infinitely small, the infinitely remote in past or future
time, put me back in my place. But I continue to reduce billions of
years and billions of stars to my own measure and make myself the norm.
In today's world it is not the too big and the too small, the too far
off in the past or the future, that overwhelm me or weigh on my
comprehension: galaxies or nanoparticles, they are as concrete as I am
and are my daily experience. The large numbers in statistical samples
and statistical averages are far from me and incommensurable with me
because they are abstractions. Even figures for world population are an
abstraction: most people's estimates would be off a billion or two, and
they would shrug their shoulders. The problem of politics (of all
politics, hence of even the best sort) is to find a reasonable way to
liberate itself from the average abstractions and return to the
singularity of lived lives, including the lived life of the great
communities. This is no mean task, to be sure. Perhaps something of the
sort happened in France recently, almost by chance, in the electoral
success of myriads of local, spontaneous organizations.
In a recent book entitled Le Meilleur des
mondes possibles: Mathématiques et destinée, Ivar Ekeland
attempts to rescue Maupertuis and the principle of minimal action from
Voltaire's riddance of them and Leibnitz from automatically being
identified with Pangloss. I am unable to evaluate Ekeland's
conclusions, but I am struck by the imperceptible shift from the
question of optimism and pessimisman archaism: the last to use the
terms was an Italian prisoner who spoke of the pessimism of reason and
the optimism of willto the question of optimization, in biology, in
economics, and regarding the destiny of the Earth. We can improve the
world a bit, perhaps, although there exists no providence, natural or
transcendent, and we can do so thanks to the fact that we have become
capable of destroying itthe world, that is. We have lost God, but we
have in our hands a thread that leads, at its other end, to the end of
the world.
There is the question of what Italians
call il cammino dell'ubriaco (the drunkard's walk) and use to express
"random walk" or Brownian movement. If that drunkardby chance and with
equal, 1/2 probabilitytook one step to the left and one step to the
right for every fraction of time (one step per second, for example),
his average speed would be zero. If his average speed were assumed as a
significant dimension, our drunkard would not move from place. But in
fact he does move. Which means that in this case, average speed has no
meaning in physics or dynamics and we need to select another dimension,
one that departs from the mean, to describe his motion. I do not know
if I have understood the situation correctly, but there is certainly a
strong temptation to use the drunkard who moves but stays in one place,
thus escaping averages, as a description of progress.